Tuesday, 7 September 2010

Forgiveness, Mercy and Repentance (Gandalf, Frodo and Saruman)

I have always been troubled about the attitude shown toward Saruman by first Gandalf then Frodo, at the end of the Lord of the Rings.

Saruman is a corrupted wizard (a goodie turned baddie) who is the second most important villain in LotR. He is defeated by a combination of the Riders of Rohan and the Ents; and, after being offered and refusing a chance to repent and reform, he is imprisoned by the Ents in the tower of Orthanc.

However, after only a few weeks (and after the prime evil leader Sauron has been defeated and destroyed) Saruman is allowed by the chief Ent (Treebeard) to leave the tower and wander free.

In other words, Treebeard shows the unrepentant Saruman mercy, and lifts his punishment.

When Gandalf discovers that Saruman has been released, he believes that Treebeard has been hoodwinked by Saruman's almost magical rhetorical skills; and that releasing him was a mistake.

However, when Gandalf and a group of the Fellowship accidentally meet Saruman later in the journey, Gandalf does not make any attempt to recapture Saruman; but allows him to continue his wanderings.

In other words, Gandalf shows the unrepentant Saruman mercy, and lifts his punishment.

Saruman goes to the Shire and accelerates the process of enslavement, torture, killing, looting and environmental destruction which he had set into action shortly after Frodo, Sam, Merry and Pippin had left on their quest. When the four hobbits return to the Shire they need to fight and defeat Saruman and his gangs of ruffians; and in doing so several hobbits are killed and others injured.

So, Gandalf's mercy has by this point led to considerable death among hobbits and destruction of the Shire (plus even more death among the ruffians - who are first offered and refuse a chance to repent, surrender and leave without molestation).

Even after all this, Frodo offers Saruman a further chance to repent, which he refuses. Then Frodo shows the unrepentant Saruman mercy, and does not impose punishment.

Saruman then stabs and tries but fails to kill Frodo, after which Frodo again shows the unrepentant Saruman mercy, and does not impose any punishment.

Eventually Saruman is killed by his servant Wormtongue, who is slain by the other hobbits before Frodo could stop this.

The result of Frodo’s last acts of mercy was the death of both the unrepentant Saruman, and the on-the-verge-of-repenting Wormtongue.

*

My feeling is that while Gandalf and Frodo are obviously just in offering Saruman repeated opportunities to repent, and that in their hearts it is right that they forgive Saruman; they are both at fault for showing Saruman a mercy (a reprieve from just punishment) which he did not deserve and which led to great harm. I mean, Gandalf and Frodo's repeated acts of mercy led to harm to others, although not to Gandalf and Frodo.

I am also troubled that Saruman - unlike his mass-slaughtered and mass-imprisoned minions (which included men, as well as orcs, wolves and other perhaps intrinsically-evil creatures) - was hardly punished for his wicked deeds.

Such punishment would have been deserved, and it could perhaps also have brought Saruman towards a realization of his wickedness. To let him wander free did none of this.

I wonder how these acts of mercy would have seemed to the men of Rohan, for example. Saruman simply walking free at the end of these terrible wars; having lied, betrayed, corrupted - not to mention having unleashed orcs on women and children... and so on!

Why should Saruman *not* be punished?

*

My interpretation is that Gandalf and Frodo were - understandably - exhausted; and for that reason behaved wrongly in showing mercy to Saruman.

They had both, in fact, from perfectly understandable exhaustion lapsed into a lazy and immoral attitude of pacifism - which is at root a kind of pride, pride in one's own superiority, a reluctance (born of exhaustion) to go through the psychological struggles and compromises of judgment, punishment etc).

Indeed, it was wrong for Gandalf and Frodo to have taken it upon themselves to judge in this matter - since both were (at this point in the story) merely biding their time and settling their affairs prior to leaving Middle Earth. Both had done their duty, succeeded in their primary tasks, and neither had an eye to the future of Middle Earth.

Therefore, the right thing for Gandalf to have done would have been to step aside for Aragorn to make a judgment (or to send Saruman back to the King Aragorn for this purpose); the right thing for Frodo to have done was to step aside for Sam, Merry and Pippin to make a judgment - or perhaps also to refer the matter to King Aragorn (imprisoning Saruman and Wormtongue in the meanwhile).

*

The whole business illustrates for me a confusion between forgiveness and mercy which is very common.

People seem to assume that to forgive somebody also entails showing them mercy - such that a person who is forgiven is not punished.

This is surely completely and utterly wrong!

Universal forgiveness is quite simply a duty, which everyone must strive to achieve - but universal mercy would be wicked, catastrophically wicked.

It is a gross misunderstanding to imagine that wrong deeds ought never to be punished, and that punishment is only done from resentment.

What should have happened (surely?) is that Gandalf, and Frodo, and the Riders of Rohan and everyone should ideally have forgiven Saruman; but that Saruman should have been punished - and punished severely, up-to and perhaps including execution of his earthly body (as an angelic spirit Sauman's soul was presumably immortal within the life of the world).

In my opinion, the repeated mercy that Gandalf and Frodo showed towards Saruman was at best inappropriate soft-heartedness and at worst a kind of 'aristocratic' lenience - whereby rulers are (from a sense of solidarity) more considerate and merciful towards each other than they are to the common people.

*

Did Tolkien intend to imply this kind of interpretation?

I am not at all sure - but I would not be *too* surprised if he did; wanting, at some level, to show us mistaken mercy borne of exhaustion as being yet another of the many ill effects of the war of the ring.